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Securities regulation in the United States
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#	Item
581	PUBLIC LAW[removed]—DEC. 28, [removed]STAT[removed]Public Law[removed]99th Congress Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2013-01-16 14:22:21 Financial economics 73rd United States Congress Financial services Securities Exchange Act Fiduciary U.S. Securities and Exchange Commission Broker-dealer Securities regulation in the United States Investor Protection and Securities Reform Act Law United States securities law United States Securities and Exchange Commission
582	[removed]Stat[removed]u s e[removed]PUBLIC LAW[removed]OCT. 11, 1967 Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2013-01-16 13:16:47 Investment Company Act U.S. Securities and Exchange Commission Securities regulation in the United States United States federal banking legislation Community Reinvestment Act USA PATRIOT Act Title III United States securities law 76th United States Congress Financial regulation
583	Securities Laws Enforcement in the Baltic States ANETE PAJUSTE* RTU Riga Business School and SITE, Stockholm School of Economics May, 2005 Add to Reading List Source URL: www.oecd.org Language: English - Date: 2014-07-21 01:48:48 Investment Prospectus United States securities law Finance Securities regulation in the United States U.S. Securities and Exchange Commission Listing Rules Financial regulation Securities Act Financial economics Securities Stock market
584	PUBLIC LAW[removed]—NOV. 15, [removed]STAT[removed]Public Law[removed]101st Congress Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2014-11-20 08:51:45 73rd United States Congress United States Securities and Exchange Commission Government Law Securities regulation in the United States U.S. Securities and Exchange Commission Investment Advisers Act Securities Act Securities Exchange Act United States securities law Financial regulation 76th United States Congress
585	Microsoft Word - 71949617_1 Add to Reading List Source URL: documents.jdsupra.com Language: English - Date: 2013-07-08 04:50:02 Business Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Mary Schapiro Elisse B. Walter Registered representative Securities Exchange Act Securities regulation in the United States Financial adviser United States securities law Financial economics Financial system
586	PUBLIC LAW[removed]—NOV. 3, [removed]STAT[removed]Public Law[removed]105th Congress Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2013-10-17 11:46:52 Law Financial regulation Government Securities Litigation Uniform Standards Act Private Securities Litigation Reform Act Securities Exchange Act Securities Act United States Code Securities regulation in the United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
587	Pg1Pg1A BNA, INC. SECURITIES ! REGULATION & LAW REPORT Add to Reading List Source URL: www.jdsupra.com Language: English United States securities law Financial services Stock market Securities Securities regulation in the United States Security Prospectus Net asset value Mutual fund Financial economics Investment Finance
588	PLEASE NOTE THE LATER CASE HISTORY OF THIS DECISION, FOLLOWING THE TEXT OF THE DECISION. BEFORE THE NATIONAL ADJUDICATORY COUNCIL NASD In the Matter of the Continued Membership Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-04-11 15:15:36 Financial regulation Financial system Financial economics Securities Exchange Act U.S. Securities and Exchange Commission Registered representative Self-regulatory organization Securities Act Securities regulation in the United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
589	Microsoft Word - 71949617_1 Add to Reading List Source URL: www.jdsupra.com Language: English Business Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Mary Schapiro Elisse B. Walter Registered representative Securities Exchange Act Securities regulation in the United States Financial adviser United States securities law Financial economics Financial system
590	FINRA 2008 Year in Review and Annual Financial Report Investor protection. Market integrity[removed]K Street NW Washington, DC Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-03-21 18:46:46 Financial system Finance Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Municipal Securities Rulemaking Board Securities regulation in the United States Broker-dealer Registered representative Financial adviser United States securities law Financial economics Self-regulatory organizations

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